Abstract
Stroke is a major cause of death and other complications worldwide. In Saudi Arabia, stroke has become an emerging health issue leading to disability and death. However, stroke care including rehabilitation services, in Saudi Arabia lags behind developed countries. Stroke rehabilitation is an essential recovery option after stroke and should start as early as possible to avoid potential complications. The growing evidence on stroke rehabilitation effectiveness in different health care settings and outcome measures used widely are reviewed in this call to action paper.
The Kingdom of Saudi Arabia (KSA) is the largest nation in the Arabian Peninsula, stretching over a zone of 2,150,000 square kilometers and boasting a population of more than 28 million.1 Stroke is a quickly developing issue, and an imperative reason for disease and death in Saudi Arabia. It has been well documented that stroke is a major cause of death and functional impairment worldwide.2 Thus, stroke stands out among the most basic social and financial medical issues in the Kingdom.1 The type of stroke in Saudi Arabia is comparable from that reported in western countries, with an inconsistency in the low recurrence of subarachnoid discharge (SAH).1 The most important risk factors for stroke in Saudi Arabia are similar to findings in other studies, such as hypertension, diabetes mellitus, heart disease, and smoking.1 From the epidemiological perspective, the first reported stroke incidence rate was 29.8 among 100000 Saudi citizen annually.1 Saudi Arabia territorial reports demonstrate that stroke is one of the main reasons for morbidity and mortality in the Gizan region, an extensive provincial territory as which has lower stroke occurrence than the reported rates in urban areas.3 For health care services for patients with stroke in Saudi Arabia, a recent study found that stroke care on the national level falls behind developed countries.4 For example, this study found that out of 350 hospitals, only 2 have a specialized stroke team. The stroke rehabilitation program remains an essential element of recovery after stroke, and should be started as early as possible to avoid potential complications and death. Thus, in this call to action paper, we sought to review the recent literature on stroke rehabilitation effectiveness in different health care settings and the outcome measures that are commonly used in these settings by using the International Classification of Functioning, Disability and Health (ICF) classification of health and health-related domains.5
Stroke rehabilitation
As indicated by the ICF model developed by the World Health Organization (WHO) in 2001, stroke rehabilitation can be described as a health procedure that “aims to facilitate people with health state experiencing or likely to experience disability to attain optimal functioning in interaction with the environment”.5 Generally, it is an umbrella for several services to help patients with stroke in improving their physical, psychosocial, and vocational potential, with consideration of the physiologic and environmental limitations. However, various advances have recently been made in the prevention, treatment, and rehabilitation of stroke worldwide. These advances have elicited a significant decrease in the population-based death rate over the past decade.6 Generally, stroke rehabilitation programs remain the essential recommended treatment option for post-stroke functional limitations and disability.7
The components of stroke rehabilitation
The primary goals of stroke rehabilitation are to regain independence and improve quality of life by minimizing the limitations of activities of daily living (ADL).8 Structured stroke care should consider the early timing of rehabilitation, a qualified rehabilitation team, and duration of rehabilitation, which are important elements that have been distinguished as advancing better general outcomes for patients with stroke.9 Evidence from systematic reviews support that organized stroke rehabilitation units, and more prominent intensities of rehabilitation are associated with enhanced improved functional outcomes compared with mixed rehabilitation units, general units, and mobile stroke units.10 This suggests that neurological rehabilitation alone does not represent the level of useful changes observed in stroke rehabilitation.9 Rehabilitation services regardless of the setting are found to be associated with better functional outcomes.10 Examples for these settings where rehabilitation services are provided are stroke wards, ambulatory settings, and others, as shown in Figure 1. There is strong evidence supporting the beneficial effects of early admission to stroke rehabilitation units within 24-48 hours after stroke, to enhance functional outcomes.6 However, screening for potential admission to stroke rehabilitation units should be performed when the patient’s health state is stable.11 The clinician performing the assessment should be specialized in stroke rehabilitation or have extensive experience in neurorehabilitation; as the patient’s type and condition severity and classification are vital determinants of disabilities and functional abilities, along with capacity to learn and physical action continuance.11 Stroke rehabilitation services consist of a team of professionals’ that help with the patient’s physical needs, and focus on cognitive, emotional, and vocational skills.12 Yet, evidence has shown that stroke rehabilitation professionals cooperating in groups are more effective in enhancing functional recovery and quality of life compared with a single specialty (intra discipline).13 The stroke professional team members, and their responsibilities are summarized in Table 1. In terms of the duration, there is no agreement on the ideal time needed to complete the rehabilitation program for patients with stroke. Stroke rehabilitation programs change extensively between settings and units. According to the American Congress of Rehabilitation Medicine, duration is defined as “period of time during which a solitary session is directed”.14,15 Also, the duration of each stroke rehabilitation session varies depending on several factors such as the recovery, severity, related complications, and responsiveness to therapy.15 Although some stroke survivors recover quickly, most need some form of stroke rehabilitation for a longer time, conceivably months or years.
The effectiveness of stroke rehabilitation
In this section, we aim to briefly summarize recent studies on the effectiveness of stroke rehabilitation programs in different settings. Effective stroke rehabilitation programs are defined by an interdisciplinary specialist team, working cohesively and closely providing an extensive rehabilitation program to every patient.16 These programs alter regarding the types of therapy offered in addition to their intensity and length of time. In general, successful stroke rehabilitation relies on: physical elements (including the severity of stroke in terms of both cognitive and physical impacts); emotional causes (such as motivation and mood, and ability to stick with rehabilitation activities outside of therapy sessions); social aspects (for example, the support of family); and curative factors (such as an early start to rehabilitation and the skills of the stroke rehabilitation team).12 Results from most of the recently published randomized controlled trials (RCTs) provide strong evidence that stroke rehabilitation at the acute stroke stage,17 sub-acute stroke stage,18 and chronic stroke stage19 decreased death and disability. In a recent RCT,9 stroke care combined with comprehensive rehabilitation and early supported discharge was associated with enhanced survival rate and functional outcome, and a reduced requirement for institutionalization, and length of hospital stay.9 The Stroke Unit Trialists Collaboration’s (SUTC) systematic review of RCTs20 demonstrated that stroke patients who obtained treatment in a stroke rehabilitation unit are more likely to be alive and have a lower risk of being dependent compared with patients who obtained care in general wards. The results of this review also showed that stroke survivors may continue to benefit from intervention after the sub-acute phase.20 A recent systematic review that included 96 studies with 10,401 participants investigated the effects of different physical rehabilitation approaches.21 More than half of these studies were carried out in China. Of 96 included studies, 27 studies were on stroke rehabilitation, and all of them provided evidence on the effectiveness of stroke rehabilitation in improving functional recovery. Furthermore, 12 studies found stroke rehabilitation more effective in improving motor function compared with usual care.
Stroke rehabilitation in the outpatient setting
Outpatient stroke rehabilitation is defined as a type of treatment where patients go to a clinic or hospital to attend sessions and then return home the same day.22 However, for some economical and sociodemographic factors, along with an expanding number of stroke survivors, there is growing enthusiasm for outpatient stroke rehabilitation.23 Outpatient facilities can be components of a larger hospital facility and provide access to healthcare services including stroke rehabilitation programs. Patients regularly spend a few hours, frequently 3 days weekly at the facility in treatment sessions and return home afterward.23 A recent Canadian trial24 was conducted to investigate the role of a combination of outpatient and inpatient rehabilitation programs on cardiovascular fitness and walking ability. All 50 participating stroke patients received 60-minute physical therapy sessions 5 times weekly as inpatients for 6 weeks, and 3 times weekly as outpatients for another 6 weeks. They found that those patients who received the stroke rehab program including the body-weight-supported treadmill training had better outcomes compared with the usual stroke care. In a smaller pilot randomized trial, researchers investigated the effects of outpatient rehabilitation on walking and balance for patients with chronic stroke.11 Rehabilitation was provided for 4 weeks in a tertiary neurological hospital in China. The results suggested that short outpatient rehabilitation programs were viable in enhancing balance and walking function after stroke.
Stroke rehabilitation in the inpatient setting
An inpatient stroke rehabilitation facility is defined as a multidisciplinary team that exclusively oversees stroke patients in a ward at least one week after stroke.20 These facilities may be independent or constitute some portion of a larger hospital system. Patients stay in these facilities, generally for 2 to 3 weeks, and participate in comprehensive rehabilitation programs. Normally, these programs incorporate no less than 3 hours of element treatment per day, for 5 or 6 days a week. A previously published RCT conducted in Germany evaluated the effects of post-acute inpatient rehabilitation after stroke.25 All 30 participating stroke patients received treatment over a period of 2 weeks. Results from this trial indicated that inpatient stroke rehabilitation has positive effects on mobility. Furthermore, a pilot RCT from Australia aimed at testing motor and cognitive functions in patients with acute post-stroke after a cerebral infarction.26 All 44 participating stroke patients were randomly assigned to 5, one-hour sessions for one week of therapist-supervised practicing of daily tasks. The results of this study showed a major improvement in motor function. A more recent systematic review, was conducted to investigate which variables can predict functional independence at discharge from inpatient rehabilitation facilities.27 This review included 27 studies reporting Barthel Index (BI) or Functional Independence Measure (FIM) scores. The results summarized that functional ability improved in patients after post-stroke inpatient rehabilitation, and that this can be predicted by variables such as age and history of stroke.
Stroke rehabilitation in a nursing facility
A nursing facility (NF) is defined as a facility where a client is admitted, and services are provided by a multidisciplinary professional team, aimed at restoring function.28 These facilities differ technically, yet they provide some kind of rehabilitation services. If the service is provided, it is for fewer hours than the hospital setting as outlined above (approximately 4 hours per patient over 3-5 working days) in most NFs.28 Patients with stroke after the acute phase are referred either to independent rehabilitation centers or NFs based on sociodemographic and economic factors such as age, general conditions, and level of impairment.28 A small, but well-designed RCT from a single NF in St. Louis in the United States of America (USA), included 26 older patients.29 Patients were randomized to enhanced medical rehabilitation or standard-of-care rehabilitation. Along with functional outcomes, therapy intensity, and engagement were measured. The results from this trial found that NF patients in the intervention group had better functional outcomes, higher intensity, and patient engagement compared with the standard-of-care rehabilitation. A recent systematic review,30 included 19 articles, and examined the different predictive variables associated with discharge destination of acute stroke patients after hospitalization, including NFs.30 This review revealed that functional dependency or comorbidity was the main factor that influenced admission in a NF after acute care. The effect of other variables such as age, gender, and race differed between studies, and remains under debate.
Stroke rehabilitation in the home-based setting
Home-based stroke rehabilitation is characterized as a complex package of care provided by a clinician or nurse aiming at either avoiding the need for admission to hospital, or empowering timely and more virtual discharge and follow-up at home.31 Home-based rehabilitation takes into account extraordinary adaptability, such that patients can tailor their program of rehabilitation around their individual needs and schedules. This care is often most appropriate for individuals who require treatment by a standard rehabilitation professional.31 A previous trial on 71 therapy practices was conducted in northern Germany over 2 years to compare the effects of rehabilitation programs in homes or standard-of-care for patients with upper limb dysfunction after stroke.32 This trial included 156 patients, 85 of them were assigned to receive a rehabilitation program in their homes, and 71 patients were assigned standard therapy. This study revealed that home-based therapy was more effective than conventional therapy in improving quality of movement and motor function. A systematic review of 11 RCTs investigated the functional benefits of a home-based rehabilitation program for community-dwelling people with stroke.33 The results of this review demonstrated that home-based rehabilitation was very effective at 6 weeks and 3 months, but less clear at 6 months. Also, individual studies of this review reported increased care satisfaction in favor of home-based rehabilitation.
The role of telerehabilitation and technology for patients with stroke
Telerehabilitation is defined as the delivery of rehabilitation services including clinical assessment and clinical therapy over telecom systems, and the web.34 These are an alternative way of delivering stroke rehabilitation services using information and communication technologies between the healthcare professional and the patient in a remote area. These communications may occur through a variety of technologies such as the telephone, internet-based videoconferencing, and sensors such as pedometers. Virtual reality (VR) is one example for using technology for rehabilitation purposes, where the patient completes treatment inside a computer-produced virtual environment, and information is transmitted to the specialist.35 Virtual reality is defined as an interaction that allows users to interact with a multisensory stimulated environment and receive real time feedback on performance between advanced computer-technology and the users with a computer-generated environment in a naturalistic fashion.36 The use of VR has risen as a new treatment approach in stroke rehabilitation settings over the last 10 years.37 This approach might be advantageous as it provides an opportunity to practice activities that cannot be practiced inside the confines of a clinical environment. Furthermore, there are a few components of VR that may imply that patients invest more energy in treatment: for example, the activity might be more motivating.37 A study conducted in Spain38 was carried out to evaluate the clinical effectiveness of using VR as telerehabilitation program in improving balance after stroke. All 30 participating stroke patients received 20, 45-minute training sessions with the telerehabilitation program, conducted 3 times a week in the clinic or at home. The results revealed that VR based telerehabilitation programs promote the loco-motor skills associated with balance in the same way as in-clinic interventions. Similarly, a systematic review of 11 RCTs39 on the effects of telerehabilitation on improving functions for patients with stroke in their homes, found limited to moderate evidence that telerehabilitation of all approaches has equal effects with conventional rehabilitation in improving ADL and motor functions, In another recent systematic review,37 RCTs were included to compare VR effects on upper limb functions and impact on gait, cognitive function, and ADL after stroke; with an alternative intervention or no intervention. The review’s results found that VR was more effective than conventional therapy in improving upper limb function based on 12 studies, and significantly more effective than no therapy in improving upper limb function based on 9 studies. The use of VR also improved ADL function when compared to more conventional therapy approaches based on 8 studies. Furthermore, a systematic review with meta-analysis40 including 15 trials was published recently to compare the effects of VR based rehabilitation verses standard rehabilitation, or VR based rehabilitation added to the standard rehabilitation regimen.40 Some beneficial effects of VR based rehabilitation in walking speed, balance, and mobility outcomes in stroke survivors compared with standard rehabilitation were identified. The results also showed greater benefit in mobility when VR based rehabilitation was added to standard rehabilitation. On the other hand, there are many other technologies that can be used with stroke rehabilitation programs, such as using robotics. Robot-assisted rehabilitation is a developing technology field that aims to be utilized in the stroke rehabilitation setting.41 Robotic technology represents a highly repetitive and task-oriented feasible tool to administer in stroke rehabilitation. The potential of robotic technology in stroke rehabilitation might offer extensive advantages, not just regarding cost, but also for the researchers with an approach inspired from evidence-based practice. Evidence from a systematic review42 that included 11 RCTs found that robot-assisted therapy had similar effects to conventional therapy on upper limb motor recovery, strength, motor control, and ADL.42
Stroke rehabilitation outcome measures using the International Classification of Functioning, Disability, and Health model
There are many outcome measures to be used in stroke rehabilitation.43 In 2001, the WHO developed a framework for measuring health and disability at both the individual and population levels, called the International Classification of Functioning, Disability and Health, known more commonly as ICF (Figure 2).5 The ICF is a brief, important, and accurate instrument that can be used in stroke rehabilitation to provide a multi-dimensional approach to describing stroke patients functioning and disability, and to help to organize this information.44 Body functions can be defined as physiological functions of body systems, while activities and participation can be defined as execution of a task or action by an individual and involvement in a life situation.45 In Table 2, we summarized all possible examples of measures that may be used in stroke rehabilitation in any settings, according to the 3 ICF domains. All of these measures were then described with some details such as objectives, advantages, and disadvantages in Appendix 1.
General recommendations to improve stroke rehabilitation programs in Saudi Arabia
From this review, the optimal stroke rehabilitation parameters (frequency, type, duration, intensity) could not be established. It will continue to be a major healthcare provocation in Saudi Arabia. However, many components of the stroke burden can be prevented and managed, including implementing the following recommendations for rehabilitation professionals, policy makers, and for future research:
1. Recommendations for rehabilitation professionals
Rehabilitation professionals such as physical/occupational therapists and others in Saudi Arabia are not necessarily well trained in managing patients with stroke. Therefore, we believe there is a need for strengthening education in stroke rehabilitation in the curricula for all health care professionals, including education on the specific topics related to stroke prevention, management, and rehabilitation. To be able to offer high quality services for patients with stroke, post-professional programs should be introduced and supervised by the Saudi Commission for Health Specialties. We believe it is time for professionals such as physical therapists in Saudi Arabia to establish residency and fellowship programs, especially those that work with patients with stroke such as neurology and geriatrics.46 One of the challenges for rehabilitation professionals is using evidence-based practice. Continuing education is an important factor in providing high quality services for patients with stroke and other conditions.47 Therefore, it is important for all members of the rehab team involved in managing patients with stroke to be trained in evidence-based practice though continuing education activities.48
2. Recommendations for policy makers
Policy makers can play a major role toward translating science into practice in the field of stroke care. For better health care services for patients with stroke in Saudi Arabia, we believe there is a need for a national framework to help guide the utilization and generation of evidence to support decision making for complex, multifactorial public health challenges, including stroke prevention, management, and rehabilitation. This national framework will close the evidence-to-practice gap on the national level, by increasing the dissemination of evidence-based stroke rehabilitation findings between the rehabilitation professionals, other health care professionals, policymakers, and the public in general. Furthermore, research funders such as King Abdulaziz for Sciences and Technology and others, should increase opportunities for those carrying out stroke research to encourage them to measure and share their outcomes so others can learn from their experience, especially in rural areas. The funders also need to encourage collaboration among researchers in a variety of disciplines to ensure a feasible and appropriate evaluation for stroke care on the national level, including rehabilitation services. For patients with stroke especially in the acute stage, there is a need to improve the accessibility of health care facilities and stroke teams to ensure better outcome. The Ministry of Health and other providers should issue and widely disseminate guidelines for health care professional on stroke care, and best practice at different stages of the disease.49 These organizations should also encourage the use of the ICF model in all settings to ease communication and benchmarking on a national and international level regarding functioning, disability, and health.50
3. Recommendations for future research
For future research, we believe there is a need to improve the quality of conduct and reporting of national studies on stroke rehabilitation programs. Researchers from Saudi Arabia should consider using reporting guidelines such as the CONSORT, PRISMA, and STROBE to improve the quality of reporting.51 For example, researchers of future trials should follow the CONSORT guidelines to help in improving the quality of conducting, analyzing, and reporting results of the trials. Also, such guidelines help in minimizing bias (for example, randomization sequence generation, treatment allocation concealment, blinding, incomplete outcome data, and selective outcome reporting).
Future research in Saudi Arabia on stroke rehabilitation topics should address some of the following questions:
What is the current status of stroke rehabilitation services and needs?
What are the costs associated with stroke rehabilitation in different settings; and will using technology (such as VR) in the rehabilitation setting improve the efficiency?
Is there geographic variation in the quality of stroke care, including rehabilitation services?
Is a standardized measure for patients with stroke in different settings; for example, the ICF model, reliable and valid for use in Saudi hospitals and rehabilitation centers?
By using a national standardized measure for patients with stroke, do outcomes vary across the different rehabilitation settings, after adjusting for covariates?
For different patients with stroke (in different stages: acute, sub-acute, chronic), what is the effectiveness of rehabilitation programs that incorporate any of the following strategies: electrical stimulation, robotics, constraint-induced movement therapy, repetitive task practice, and motor imagery?
What role do environmental factors play on disability among patients with stroke?
In conclusion, stroke in Saudi Arabia will continue to be a major health problem associated with a higher risk of morbidity, disability, and mortality, unless the healthcare system introduces improved prevention, management, and rehabilitation services. A stroke rehabilitation program is incredibly complex, yet appears to be effective in improving patients’ quality of life and functional status. The growing evidence for the use of technology in stroke rehabilitation has been shown to be visible and safe in any setting, such as outpatient, inpatients, nursing facilities, and others. To measure the impact of these rehabilitation programs in these settings and to ensure successful implementation, measuring of outcomes is essential. The ICF-WHO model is highly recommended by international organizations to be used to provide a standardized framework in measuring functioning and disability. Finally, in this call to action paper, we have suggested some recommendations for stroke rehabilitation professionals including scientists, clinicians, and policy makers.
Acknowledgments
The authors extend their appreciation for support to the Research Center, College of Applied Medical Sciences and the Deanship of Scientific Research at King Saud University.
Appendix
Footnotes
Disclosure
The authors have no conflict of interests, and the work was not supported or funded by any drug companies.
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